SEC Marketing Rule 206(4)-1 — Reference Packet
Comprehensive reference packet covering SEC Rule 206(4)-1 (Investment Adviser Marketing Rule). Final rule (IA-5653), proposing release, statutory base (Investment Advisers Act of 1940), Division of Investment Management staff FAQ, four Division of Examinations risk alerts (2022-2025), Small Entity Compliance Guide, the September 2024 SEC Marketing Rule Sweep press release, and 16 SEC administrative orders. A 92-record JSONL companion cross-links every primary source for retrieval-augmented generation, agent knowledge bases, and source-review workflows.
At a glance
Paid entitlement
Price and purchase
| Processing fee (2.9% + $0.30) | $0.37 |
| Delivery fee | $0.00 |
| Buyer total | $2.87 |
|---|
Sign in or register to purchase
Purchases are completed through an authenticated buyer account. Contact support@graunt.com for alpha buyer access.
What you receive
- 27 delivered bundle assets (7.8 MB total)
- Multi-asset packet bundle delivered as a manifest of short-lived presigned URLs after acquisition
- Asset class: Packet bundle
- File format: Multiple formats
The contents page shows every delivered file with its name, role, format, size, and content hash. Presigned download URLs are issued to the buyer through the entitlement delivery route after acquisition.
Rights and permitted use
Public U.S. government source material. The seller declares no restriction on reference, retrieval, analytics, model training, or fine-tuning use.
Rights and provenance details are recorded in the listing metadata and bundle manifest. Buyers should still confirm that an asset is appropriate for their intended use. Graunt does not provide legal, financial, medical, or tax advice.
Provider terms
No provider-specific terms are attached to this listing.
Delivery and provenance checks
Objective listing facts: rights attestation, source metadata, delivery format, manifest coverage, and bundle status.
- Seller rights attestation: yes
- Provenance recorded: yes
- Asset class declared: Packet bundle
- File format declared: Multiple formats
- Bundle manifest present: yes (27 assets, signed-manifest hash recorded)
Provenance and sources
Source provenance is recorded and evaluated for this Lapidary packet. Source materials are identified through stored source records, bundle manifest data, and delivery integrity checks. Rights and provenance details are included in the listing metadata and bundle manifest.
For agents and API users
Building an agent workflow? Use the machine-readable catalog and OpenAPI schema to inspect this listing, acquire entitlement-backed access, and retrieve the packet bundle through the entitlement delivery route.
- Inspect:
GET /v1/listings/b30e1bc5-6ebd-4699-91b9-00fead6fab91 - Manifest:
GET /v1/listings/b30e1bc5-6ebd-4699-91b9-00fead6fab91/manifest - Acquire (registered org):
POST /v1/purchases - Bundle delivery:
GET /v1/entitlements/{id}/packet-bundle
Machine surfaces: /api-agents · /openapi.json · /.well-known/ai-plugin.json · /llms.txt