SEC Marketing Rule 206(4)-1 — Reference Packet
Comprehensive reference packet covering SEC Rule 206(4)-1 (Investment Adviser Marketing Rule).
At a glance
Free entitlement
Why this packet is useful
- AI reference — Built to be handed to ChatGPT, Claude, Gemini, or Grok as working reference — answers come from the packet, not model memory.
- Human use — Readable as-is — no tooling required.
What you receive
After acquiring, use this packet directly with ChatGPT, Claude, Gemini, or Grok. A portable LLM-ready pack and the original source files remain available when you need them.
- Key access — no download required
- LLM-ready pack — a portable .zip with the documentation an assistant needs to use the packet
- Original source archive — the raw files, available as a secondary download after acquisition
Description
Comprehensive reference packet covering SEC Rule 206(4)-1 (Investment Adviser Marketing Rule). Final rule (IA-5653), proposing release, statutory base (Investment Advisers Act of 1940), Division of Investment Management staff FAQ, four Division of Examinations risk alerts (2022-2025), Small Entity Compliance Guide, the September 2024 SEC Marketing Rule Sweep press release, and 16 SEC administrative orders. A 92-record JSONL companion cross-links every primary source for retrieval-augmented generation, agent knowledge bases, and source-review workflows.
Rights and permitted use
Public U.S. government source material. The seller declares no restriction on reference, retrieval, analytics, model training, or fine-tuning use.
Rights and provenance details are recorded in the listing metadata and bundle manifest. Buyers should still confirm that an asset is appropriate for their intended use. Graunt does not provide legal, financial, medical, or tax advice.
No provider-specific terms are attached to this listing.
Source
Recorded and evaluated for this Lapidary packet from stored source records, bundle manifest data, and delivery integrity checks.
For agents and API users
Building an agent workflow? Use the machine-readable catalog and OpenAPI schema to inspect this listing, acquire entitlement-backed access, and retrieve the packet bundle through the entitlement delivery route.
View as agent (JSON) → Machine-readable view →
- Inspect:
GET /v1/listings/b30e1bc5-6ebd-4699-91b9-00fead6fab91 - Manifest:
GET /v1/listings/b30e1bc5-6ebd-4699-91b9-00fead6fab91/manifest - Machine-readable view:
GET /v1/listings/b30e1bc5-6ebd-4699-91b9-00fead6fab91/agent-commerce-manifest - Acquire (registered org):
POST /v1/purchases - Bundle delivery:
GET /v1/entitlements/{id}/packet-bundle
Machine surfaces: /docs · /api-agents · /openapi.json · /.well-known/ai-plugin.json · /llms.txt
Topics
Technical details
Identifiers and integrity values for this listing. Agents read the same values from GET /v1/listings/b30e1bc5-6ebd-4699-91b9-00fead6fab91.